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anatomical and physiological systems evolved over millions
of years in the crucible of
natural selection, so did the anatomy and physiology of our brains, resulting in evolved
psychological mechanisms (EPMs) which are essentially mental adaptations. Our
beliefs, preferences and decision-making processes are therefore heavily shaped by our
evolutionary past. One important implication of this, which will be explored in various
aspects of the book, is that some of our EPMs may be obsolete, and even harmful in
our current vastly changed social and natural environment; an often-quoted example
is our nearly universal desire for sweet and fatty food. This may indeed have aided
the survival of our Pleistocene ancestors, but when food is plentiful it causes obesity
and disease. Readers who are interested in learning about evolutionary psychology in
more detail should peruse one of the many good texts on the subject, for example that
by Buss (1999). The more casual reader can be referred to Mean Genes, an eminently
readable bed-side book, written by Burnham and Phelan (2001), who combine the
disciplines of economist and biologist.
Now it should be made clear from the start that it is certainly not proposed that
every psychological mechanism determining behavior is of genetic origin resulting
from natural selection. This caricature of evolutionary psychology, combined with the
misleading label of genetic determinism, is one that is unfortunately both pervasive and
pernicious in many social sciences. There are many differences between individuals,
groups and societies that have obviously arisen for cultural reasons, and no evolutionary
psychologist denies this. However, what is also striking in many of the empirical studies
that will be examined throughout this book is that there are certain universal features
of human, and even primate, psychology which lend themselves to an evolutionary
explanation. Such explanations will not be attempted here in terms of argument;
suggestions will be made, but it is not appropriate to delve at length into the various
factors that relate to whether psychological mechanisms are likely to be evolutionary
or cultural. However, one particular area of behavior can be mentioned here as an
example of this approach, and this is the evolution of time preference. There have
been several recent papers in the American Economic Review on this topic (Robson
and Szentes, 2008; Netzer, 2009; Robson and Samuelson, 2009); these have discussed
the role of intergenerational transfers of wealth, uncertainty concerning survival rates,
and the confl ict between short-term and long-term interests. The implications of this
research will be considered in Chapter 8.
Many economists and psychologists reject the theories of evolutionary psychology
as being largely speculative. They are frequently dismissed in the social sciences
as being ‘just-so’ stories, meaning that they are not true scientifi c theories in terms
of proposing testable hypotheses. This view is caused by two main factors: (1) it is
impossible by defi nition to perform experiments on the past; and (2) the past record of
facts is highly incomplete. We will show that this dismissal is largely unjustifi ed, and that
evolutionary psychology can indeed produce testable hypotheses, many of which have
been confi rmed by substantial empirical evidence. Furthermore, the tendency of many
economists to limit explanations to economic phenomena is even more unsatisfactory
as far as ‘just-so’ stories are concerned. For example, many readers would not be
satisfi ed with the explanations that people tend to succumb to temptation because they
have short time horizons in decision-making, and that they make bad decisions when
they are angry. These are also fundamentally ‘just-so’ stories because they both beg the
questions regarding why people have short time horizons, and why we have seemingly
harmful emotional responses like anger.
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As mentioned above, a caricature of evolutionary psychology has persisted among
some people, relating to the claim that this new science can explain all human cognitive,
affective, and moral capacities. However, most evolutionary psychologists would
instead support a model of
gene-culture coevolution. This model takes the view that
these capacities are the product of an evolutionary dynamic involving the interaction
of genes and culture (Cavalli-Sforza and Feldman, 1982). For most of the evolutionary
history of living species, information has been passed on from one organism to another
purely by genetic means. The genetic code incorporates instructions for building a
new organism, and for making decisions based on sensory inputs. Because learning is
costly and prone to mistakes, it is effi cient for the genome to encode all aspects of the
environment that are constant or changing only slowly, so that decisions can be easily
and automatically made in familiar circumstances. When environmental conditions
vary considerably or change rapidly, organisms need to have more fl exible responses,
which means they need to be genetically programmed to be able to learn in order
to deal with less familiar circumstances. In relatively recent times on an evolutionary
scale, meaning over the last seven million years or so, a different method of information
transmission has assumed increasing importance, labeled epigenetic. This nongenetic
mechanism for transferring intergenerational information is cultural in nature. It
can be vertical (from parents to children), horizontal (peer to peer), oblique (older
to younger), or can take other directions, such as from higher status to lower status.
Dawkins (1976) has proposed that the method of transmission of cultural information
is broadly analogous to that involved with genetic transmission, introducing the term
‘
meme’ as a unit of information. Thus memes are replicated from one person to
another, but imperfectly, in that they mutate, just as in a game of ‘Chinese Whispers’
or ‘Telephone’. Furthermore, a process of selection operates so that those memes that
enhance the fi tness of their carriers tend to survive and be passed on more frequently
and faithfully. Memes can be as simple as the opening four notes of Beethoven’s 5th
symphony, or highly complex, like a religious dogma. This large variability in nature
has led to some criticism of the gene-meme analogy, but, as Gintis (2009) has pointed
out, modern research has shown that genes also often have ill-defi ned and overlapping
boundaries.
The interaction of genes and culture has been of vital importance in providing the
foundation for the rapid evolution of human traits, for example, the development of
speech and language, and the development of morality and sophisticated social emotions
such as jealousy, shame, pride, envy, empathy and guilt. The capacities for these traits
are ultimately determined genetically since they depend on neurological development,
but their survival value depends on the culture in the relevant environment.
The importance of this concept of gene-culture coevolution is explored in more
detail in the next chapter, since it represents a worldview that is not incorporated in all
the different behavioral sciences. As a result, it has been claimed to be a fundamental
component of the framework for unifying these sciences (Gintis, 2009), an approach
sometimes referred to as
consilience.
Cognitive neuroscience
This is another relatively new discipline, which took off in the 1980s, and it essentially
forms the nexus of evolutionary biology and evolutionary psychology. Cognitive
neuroscience seeks to relate neural states in the brain to mental states, and to events