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Teaching  Case:  Evaluation  of  Preschool  for  California’s  Children

 

 



29  

program  aims  to  ensure  that  all  3-­‐  and  4-­‐year  olds  in  California  have  access  to  high-­‐quality  preschool.  

By  the  end  of  2013,  our  goal  is  to  achieve  high-­‐quality,  publicly  funded  preschool  for  the  children  who  

need  it  most.  Packard  Trustees  approved  the  revised  target.  

 

PHASE  3:  Transitional  Kindergarten  Bill  Passed;  Strategy  Shifts  Again  

 

When  Packard  staff  refreshed  their  strategy,  they  contemplated  four  potential  avenues  for  

promoting  the  preschool  agenda:  (1)  state  legislative  reforms,  (2)  new  federal  funding  for  early  

learning,  (3)  a  ballot  initiative  on  school  financing  that  would  include  preschool,  or  (4)  more  local  

preschool  expansion.  Of  these  options,  the  Foundation  saw  legislators  (along  with  local  champions)  

as  the  most  likely  avenue  to  achieve  broader  preschool  access.  But  with  a  $25  billion  state  deficit,  

the  chances  of  major  legislation  passing  anytime  soon  seemed  unlikely.  

 

One  legislative  reform  contemplated  at  the  time,  however,  seemed  to  hold  promise:  transitional  



kindergarten.  California  has  been  one  of  only  four  states  in  which  children  who  are  still  four  can  

enter  kindergarten  (the  cutoff  date  is  turning  five  by  December  2  of  the  year  entering  kindergarten).  

Educators  and  advocates  have  long  argued  that  four-­‐year-­‐olds  often  lack  the  maturity  and  social  and  

early  reading  and  math  skills  they  need  to  succeed  in  kindergarten.  For  many  years,  California  

legislators  and  policymakers  had  attempted  to  change  the  kindergarten  entry  date  with  no  success.    

 

However,  in  the  summer  of  2008,  Packard  grantees  again  introduced  the  idea.  They  began  to  craft  a  



proposal  that  would  create  “transitional”  kindergarten  so  that  the  120,000  four-­‐year-­‐olds  eligible  for  

kindergarten  (those  born  between  September  and  December)  would  instead  receive  a  year  of  

kindergarten  preparation.  The  start  date  would  also  change  so  eventually  all  children  would  be  five  

when  they  entered  kindergarten.                                                                                                                                                                                                                                      

 

The  proposal  would  not  cost  any  more  money  right  away.  In  the  beginning,  existing  funding  for  



children  with  fall  birthdays  would  be  redirected  to  transitional  kindergarten  and  would  employ  

existing  teachers  and  classroom  facilities.  The  $700  million  required  for  the  cohort’s  extra  year  in  

school  would  not  come  due  until  the  thirteenth  year,  when  the  kids  graduated  from  high  school.    

 

“One  of  the  biggest  opportunities  to  achieve  our  goal  sat  in  K-­‐12,”  Salisbury  said.  “In  our  2008  memo  



to  the  Board  we  said,  ‘how  can  we  achieve  our  modified  goal?’  One  way  was  to  offer  four-­‐year-­‐olds  

an  extra  year  of  kindergarten.”  

 

As  this  proposal  began  to  gain  momentum,  Packard  staff  and  grantees  continued  to  lay  the  

groundwork  for  local  and  statewide  policy  change.  Packard  had  begun  to  consider  adopting  a  

broader  birth  through  3

rd

 grade  focus  in  its  preschool  grant  making.  While  a  focus  solely  on  



preschool  had  the  advantage  of  being  a  clear  goal  people  could  rally  around,  it  also,  at  times,  ended  

up  leaving  out  the  early  childhood  advocates  who  worked  from  birth  to  five,  and  the  K-­‐12  

community—both  key  advocates  for  achieving  broader  preschool  access.    

 

There  was  also  a  growing  nationwide  discussion  that  argued  for  a  broader  approach  to  early  



childhood  development,  saying  it  made  more  sense  to  focus  on  the  needs  of  children  from  PreK  to  

3

rd



 grade.  Advocates  of  this  approach  argue  that  children  are  more  likely  to  succeed  in  school  when  


Teaching  Case:  Evaluation  of  Preschool  for  California’s  Children

 

 



30  

one  grade  builds  upon  the  other,  especially  up  until  3

rd

 grade—a  year  in  which  students  must  read  



proficiently  or  they  are  unlikely  to  catch  up  and  graduate  from  high  school.    

But  first,  Packard  wanted  the  evaluators  to  test  whether  the  PreK-­‐3

rd

”  frame  was  effective  with  two  



key  audiences—business  leaders  and  the  K-­‐12  community.  

 

Evaluators  Test  a  New,  “Rapid  Response”  Methodology  

 

At  the  same  time,  the  evaluators  wanted  test  a  new,  “rapid  response”  approach  that  would  



provide  Packard  staff  and  grantees  key  data  even  more  rapidly  than  they  had  in  the  past.  

 

Up  until  this  point,  evaluators  had  worked  to  provide  timely  information  to  Packard  on  emerging  



issues  or  needs  but  those  projects  still  took  about  six  months  to  complete  from  inception  of  the  

concept  to  final  report.  Now,  Packard  needed  information  much  more  quickly.    

 

“I  wanted  to  find  a  way  for  the  evaluation  to  continue  to  inform  Packard  and  be  relevant,”  Coffman  



said.  “We  came  up  with  the  idea  at  the  beginning  of  2009.  I  said,  ‘we  have  enough  money  in  our  

budget  to  help  you  answer  two  strategic  questions  that  come  up.  You  may  not  know  them  yet.  You  

come  up  with  questions  and  we  will  respond  in  a  month  or  two.’  The  idea  is  that  it’s  rapid  response.  

It  may  not  be  the  most  thorough  data  collection  but  it’s  reliable  enough.”  

 

Packard’s  need  to  test  the  PreK-­‐3



rd

 frame  gave  evaluators  a  chance  to  test  this  new  rapid-­‐response  

idea.  Over  a  three-­‐week  period  in  early  2010,  evaluators  conducted  31  interviews  with  key  

informants.  They  produced  a  report  to  Packard  on  February  15,  2010,  just  ten  days  or  so  after  

completing  their  interviews.  

 

“We  wanted  to  know  if  this  PreK-­‐3



rd

 framing  would  help  attract  the  business  community  and  engage  

K-­‐12  and  the  early  childhood  community,”  Salisbury  said.  “[The  evaluators’]  answer  was  serious  

caution  bells.  Business  was  very  wary.  They  liked  the  preschool  strategy.  They  said  K-­‐3  was  a  mess—

don’t  go  there.  K-­‐12  was  more  receptive  to  this.  They  weren’t  as  hungry  for  this  frame  as  we  thought  

they’d  be.  Despite  those  warnings,  we  decided  to  go  forward  with  the  PreK-­‐3

rd

 grade  frame.”  



 

Added  Mani,  “We  got  a  sense  of  where  [PreK-­‐3

rd

 grade]  resonated  and  where  there  were  reactions.  



That  was  a  really  important.  We  didn’t  get  a  clear  response  that  said,  ‘yeah,  this  is  a  great  idea.’  We  

heard,  ‘if  you  are  in,  be  sure  you  are  really  in.  Packard  must  make  a  meaningful  commitment.’  That  

really  helped  us.”  

 

Not  long  after,  Packard  called  on  the  HFRP  evaluators  for  another  rapid  response  assessment.    

Throughout  the  preschool  grantmaking  program  Packard  had  made  grants  to  county  offices  of  

education  to  help  develop  champions  among  county  superintendents  of  education  and  to  seed  

quality  preschool  programs.  But  over  the  course  of  its  work,  and  as  part  of  its  refreshed  strategy,  

Packard  saw  that  to  achieve  its  goal  of  securing  preschool  for  more  children,  it  needed  to  focus  more  

efforts  on  gaining  the  support  of  the  K-­‐12  community.    

 

“We  saw  that  working  with  school  districts  might  give  us  greater  credibility  in  the  K-­‐12  community,  



which  was  crucial,”  Jiron  said.  “But  we  had  not  worked  with  school  districts  before.  We  asked  HFRP  

to  look  at  foundations  that  had  worked  with  school  districts  and  synthesize  the  pros  and  cons.”  




Teaching  Case:  Evaluation  of  Preschool  for  California’s  Children

 

 



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The  evaluators  produced  a  report  one  month  later  with  a  “sobering”  assessment,  Jiron  remembers.  



“There  have  been  a  lot  of  good  foundation  initiatives  that  went  to  school  districts  and  withered  on  

the  vine,”  Jiron  said.  “School  districts  are  very  difficult  to  change,  school  boards  and  superintendents  

don’t  stay  long,  and  there  is  technocratic  leadership  that  doesn’t  want  to  change.  There  were  a  lot  of  

hard  lessons  here  that  helped  us  think  carefully  about  how  we  wanted  to  work  with  a  district  and  

what  districts  we  wanted  to  work  with.”  

 

As  with  the  report  on  the  PreK-­‐3



rd

 grade  strategy,  the  Packard  team  took  into  consideration  the  

report’s  findings,  which  provided  cautions  on  working  with  school  districts,  and  ultimately  decided  

to  make  grants  to  select  districts  anyway.  Mani  said,  “The  evaluators  said  ‘be  very,  very  careful  

about  working  with  school  districts.  Think  20  times  before  doing  it.’  Lois  [Salisbury]  said,  “We  

considered  their  advice  and  their  cautions.  We  decided  to  go  ahead  and  work  at  the  district  level,  

but  we  are  doing  so  with  our  eyes  wide  open.  The  [rapid  response  report]  helped  us  in  building  a  

road  map.”    

 

Mani  said,  “The  rapid  response  tools  are  one  of  the  most  exciting  things  about  the  evaluation.  The  



ongoing  evaluation  does  not  lend  itself  to  strategy  refreshment  because  we  don’t  get  it  in  a  timely  

way.  We  are  making  decisions  based  on  what  we  know  from  grantees.  What  the  rapid  response  

really  did  for  us  was  help  zero  in  on  key  questions  that  emerged  that  would  have  had  importance  for  

us  for  how  we  might  invest.”    

 

The  Governor  Signs  Transitional  Kindergarten  Bill  

 

In  September  2010,  after  months  of  careful  work  by  advocates  including  Preschool  California  as  



well  as  committed  legislators,  Governor  Schwarzenegger  signed  the  Kindergarten  Readiness  Act,  

which  ensured  that  120,000  more  children  each  year  would  receive  a  year  of  “transitional  

kindergarten.”  It  was  a  huge  win  for  advocates  and  a  big  step  in  meeting  Packard’s  goal  of  providing  

access  to  quality  preschool  for  four-­‐year-­‐olds  most  in  need.  

 

“It’s  really  a  way  to  offer  high  quality  preschool  for  the  four  year  olds,”  Mani  said.  “And  because  it’s  



funded  with  the  K-­‐12  system,  it’s  a  guaranteed  and  sustained  funding  stream.  It  moves  us  closer  to  

our  goal.  Of  the  120,000  children  [served  under  this  law],  at  least  60,000  of  those  children  are  from  

low-­‐income  households  and  are  most  in  need  of  preschool.”  

 

Added  Salisbury:  “It  was  so  counterintuitive  that  something  so  significant  happened  in  California  in  



an  environment  that  is  so  daunting.”  She  said  that  the  enactment  of  the  transitional  kindergarten  bill  

illustrates  a  key  point  about  the  Packard  preschool  strategy.  

 

“Nothing  happened  in  a  year,”  she  said.  “Transitional  kindergarten  didn’t  happen  in  a  year.  It  had  



been  submitted  for  ten  years.  Our  underlying  strategy  was  about  building  and  trying  to  have  these  

pieces  stronger  and  stronger  and  being  more  agile  and  ready  as  windows  opened  and  closed.”  



 


Teaching  Case:  Evaluation  of  Preschool  for  California’s  Children

 

 



32  

A  New  Stage  Begins  for  the  Preschool  Strategy  and  for  the  Evaluators  

 

While  Packard’s  goal  of  achieving  high-­‐quality  preschool  for  four-­‐year-­‐olds  who  are  most  in  need  has  



not  been  completely  met,  the  transitional  kindergarten  bill  pushed  them  much  closer.  

 

That  win  signals  another  shift  in  Packard  strategy,  Mani  said.    



 

“Now  we  are  at  a  different  phase  that  is  more  an  implementation-­‐focused  strategy,”  she  said.    

We’ve  had  some  policy  wins.  To  build  on  those  wins  we  have  to  make  sure  policies  are  well  

implemented.  We  need  to  make  sure  that  this  investment  doesn’t  get  wasted.”  This  new  phase  of  

Packard’s  preschool  program  brings  up  new  questions  for  the  role  of  the  evaluation.  

 

“We  need  to  refresh  what  we  are  tracking,”  Mani  said.  “In  a  ten  year  strategy,  it  molds,  remolds  and  



changes.  We  need  to  look  at  whether  the  evaluation’s  focus  still  works  for  us  given  that  our  

emphasis  is  on  implementation.”  

 

For  the  evaluators,  this  later  stage  of  the  Packard  program  raises  questions  about  their  role.    “We  

are  eight  years  in,  with  two  years  to  go.  Quite  honestly,  one  of  the  things  that  I’ve  struggled  with  is  

how  to  continue  to  be  helpful  for  a  strategy  that  is  getting  close  to  its  end  date,”  Coffman  said.  It  

raises  the  question  of  ‘is  the  strategic  learning  approach  more  important  at  the  beginning  rather  

than  at  the  end?”  

 

Mani,  however,  has  a  different  perspective.  “The  role  of  the  evaluator  next  is  to  make  sure  that  the  



evaluation  keeps  pace  with  where  we  are  going  with  implementation  and  the  glide  path  to  2013,”  

she  said.  “Do  we  have  data  to  make  sure  we  are  on  the  right  path?  What  are  the  recommendations  

for  going  forward?”  

 

Conclusion  

 

In  2004,  the  David  and  Lucile  Packard  Foundation  took  a  chance  on  a  bold  goal  and  on  a  new  



approach  to  evaluation.  Working  in  a  constantly  shifting  political  and  economic  environment,  

Packard  staff,  grantees  and  evaluators  had  to  adjust  their  approaches  and  experiment  with  new  

methodologies.  At  times,  the  evaluation  added  clear  value  to  the  preschool  strategy.  At  other  times,  

it  didn’t.  Throughout  the  work,  participants  had  to  draw  on  or  develop  new  skills  to  meet  the  

challenges  of  this  demanding  approach  to  evaluation.    

 

Berkowitz  said  that  the  Packard  Foundation  is  still  experimenting  with,  and  learning  from,  their  



experiences  with  strategic  learning.  Now  that  other  subprograms  and  their  evaluators  are  doing  real-­‐

time  evaluations,  the  Foundation  has  learned  that  there  are  many  ways  to  approach  it,  and  much  to  

be  learned  about  what  to  do  and  what  not  to  do.    

 

“HFRP  did  it  one  way,  but  that  is  certainly  not  the  only  way  to  do  this  work,”  Berkowitz  said.  



“Packard  also  knows  that  this  approach  is  not  right  for  every  subprogram,  and  it  is  only  one  of  many  

approaches  that  need  to  be  in  a  foundation’s  evaluation  toolbox.  Just  like  the  HFRP  evaluators,  the  

Foundation  is  grappling  with  the  question  of  what  conditions  are  necessary  for  this  approach  to  

make  sense  and  add  value.”




Teaching  Case:  Evaluation  of  Preschool  for  California’s  Children

 

 



33  

 

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Timeline of Events in the Case

 

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