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specimen recorded with the Company, must reach the office of the Registrar to the Issue before the Issue Closing
Date and should contain the following particulars:
•
Name of Issuer, being Rodium Realty Limited;
•
Name and address of the Equity Shareholder including joint holders;
•
Registered Folio Number/ DP and Client ID no.;
•
Number of Equity Shares held as on Record Date;
•
Number of Equity Shares entitled to;
•
Number of Equity Shares applied for;
•
Number of additional Equity Shares applied for, if any;
•
Total number of Equity Shares applied for;
•
Total amount paid at the rate of Rs.[*]/- per Equity Share;
•
Savings/ Current Account Number along with name and address of the SCSB and Branch from which the
money will be blocked
•
Except for applications on behalf of the Central or State Government and the officials appointed by the
courts, PAN number of the Investor and for each Investor in case of joint names, irrespective of the total
value of the Equity Shares applied for pursuant to the Issue; and
•
Signature of Equity Shareholders to appear in the same sequence and order as they appear in the records of
the Company.
•
A representation that the equity Shareholder is not a “U.S. Person” (as defined in Regulations under the
Securities Act)
•
In the application, the ASBA Investor shall, inter alia, give the following confirmations/ declarations:-
•
That he/ she is an ASBA Investor as per the SEBI (ICDR) Regulations.
•
That he/ she has authorized the SCSBs to do all acts as are necessary to make an application in the Issue,
upload his/ her application data, block or unblock the funds in the ASBA Account and transfer the funds
from the ASBA Account to the separate account maintained by the Company for Rights Issue after
finalization of the basis of Allotment entitling the ASBA Investor to receive Equity Shares in the Issue etc.
•
The Equity Shareholder applying on the plain paper application, should authorise the SCSB to block an
amount equivalent to the amount payable on the application in the said bank account maintained with the
same SCSB
•
If an applicant makes an application in more than one mode i.e. both in the CAF and on the plain paper,
then both the applications may be liable for rejection.
Last date of Application
The last date for submission of the duly filled in CAF is [*]. The Issue will be kept open for a minimum of 15
(fifteen) days and the Board of Directors or any Committee of Directors thereof, if any, will have the right to
extend the said date for such period as it may determine from time to time but not exceeding 30 (thirty) days
from the Issue Opening Date.
If the CAF together with the amount payable is not received by the Banker to the Issue/Registrar to the Issue or
if the CAF is not received by the SCSB on or before the close of banking hours on the aforesaid last date or
such date as may be extended by the Board of Directors /Committee of Directors, the offer contained in this
Letter of Offer shall be deemed to have been declined and the Board of Directors/Committee of Directors shall
be at liberty to dispose off the Equity Shares hereby offered, as provided under “Basis of Allotment”.
Option to receive securities in dematerialized form
EQUITY SHAREHOLDERS UNDER THE ASBA PROCESS MAY PLEASE NOTE THAT THE
EQUITY SHARES OF OUR COMPANY UNDER THE ASBA PROCESS CAN ONLY BE ALLOTTED
IN DEMATERIALIZED FORM AND TO THE SAME DEPOSITORY ACCOUNT IN WHICH THE
EQUITY SHARES ARE BEING HELD ON RECORD DATE.
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Issuance of intimation letters
Upon approval of the basis of Allotment by the Designated Stock Exchange, the Registrar to the Issue shall send
the Controlling Branches, a list of the ASBA Investors who have been allocated Equity Shares in the Issue, along
with:
-
The number of Equity Shares to be allotted against each successful ASBA;
-
The amount to be transferred from the ASBA Account to the separate account opened by the Bank for
Rights Issue, for each successful ASBA;
-
The date by which the funds referred to in paragraph above, shall be transferred to separate account
opened by Our Company for the Rights Issue; and
-
The details of rejected ASBAs, if any, along with reasons for rejection to enable SCSBs to unblock the
respective ASBA Accounts.
General instructions for Equity Shareholders applying under the ASBA Process
(a)
Please read the instructions printed on the CAF carefully.
(b)
Application should be made on the printed CAF only and should be completed in all respects. The CAF
found incomplete with regard to any of the particulars required to be given therein, and/or which are not
completed in conformity with the terms of this Letter of Offer are liable to be rejected. The CAF/ plain paper
application must be filled in English.
(c)
The CAF/ plain paper application in the ASBA Process should be submitted at a Designated Branch of the
SCSB and whose bank account details are provided in the CAF and not to the Bankers to the Issue/
Collecting Banks (assuming that such Collecting Bank is not a SCSB), to the Company or Registrar to the
Issue or Lead Manager to the Issue.
(d)
All applicants, and in the case of application in joint names, each of the joint applicants, should mention his/
her PAN number allotted under the I. T. Act, 1961, irrespective of the amount of the application. CAF/ plain
paper applications without PAN will be considered incomplete and are liable to be rejected.
(e)
All payments will be made by blocking the amount in the bank account maintained with the SCSB. Cash
payment is not acceptable. In case payment is affected in contravention of this, the application may be
deemed invalid and the application money will be refunded and no interest will be paid thereon.
(f)
Signatures should be either in English or Hindi or in any other language specified in the Eighth Schedule to
the Constitution of India. Signatures other than in English or Hindi and thumb impression must be attested by
a Notary Public or a Special Executive Magistrate under his/ her official seal. The Equity Shareholders must
sign the CAF/ plain paper application as per the specimen signature recorded with the Company or
Depositories.
(g)
In case of joint holders, all joint holders must sign the relevant part of the CAF/ plain paper application in the
same order and as per the specimen signature(s) recorded with the Company. In case of joint applicants,
reference, if any, will be made in the first applicant’s name and all communication will be addressed to the
first applicant.
(h)
All communication in connection with application for the Equity Shares, including any change in address of
the Equity Shareholders should be addressed to the Registrar to the Issue prior to the date of allotment in this
Issue quoting the name of the first/ sole applicant Equity Shareholder, folio numbers and CAF number.
(i)
Only the person or persons to whom Equity Shares have been offered and not Renouncee(s) shall be eligible
to participate under the ASBA process.
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