Organizational and Psychological Factors Influencing Creativity in Basic Science


TABLE ONE INDICATORS OF MAJOR DISCOVERIES



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TABLE ONE

INDICATORS OF MAJOR DISCOVERIES


1. Discoveries resulting in the Copley Medal, awarded since 1901 by the Royal Society of London, insofar as the award was for basic biomedical research.

  1. Discoveries resulting in a Nobel Prize in Physiology or Medicine since the first award in 1901.

  2. Discoveries resulting in a Nobel Prize in Chemistry since the first award in 1901, insofar as the research had high relevance to biomedical science.

  3. Discoveries resulting in ten nominations in any three years prior to 1940 for a Nobel Prize in Physiology or Medicine.††

  4. Discoveries resulting in ten nominations in any three years prior to 1940 for a Nobel Prize in Chemistry if the research had high relevance to biomedical science.††

  5. Discoveries identified as prizeworthy for the Nobel Prize in Physiology or Medicine by the Karolinska Institute committee to study major discoveries and to propose Nobel Prize winners.††

  6. Discoveries identified as prizeworthy for the Nobel Prize in Chemistry by the Royal Swedish Academy of Sciences committee to study major discoveries and to propose Nobel Prize winners.†† These prizeworthy discoveries were included if the research had high relevance to biomedical science.

  7. Discoveries resulting in the Arthur and Mary Lasker Prize for basic biomedical science.

  8. Discoveries resulting in the Louisa Gross Horwitz Prize in basic biomedical science.

  9. Discoveries resulting in the Crafoord Prize, awarded by the Royal Swedish Academy of Sciences, if the discovery had high relevance to the biological sciences.

†† I have had access to the Nobel Archives for the Physiology or Medicine Prize at the Karolinska Institute and to the Archives at the Royal Swedish Academy of Sciences in Stockholm for the period from 1901 to 1940. I am most grateful to Ragnar Björk, who did most of the research in the Karolinska Institute’s archives to identify major discoveries according to the indicators in this table. Because the archives are closed for the past 50 years for reasons of confidentiality, I have used other prizes (Lasker, Horwitz, Crafoord) to identify major discoveries in the last several decades.

TABLE TWO

TWO GENERAL TYPES OF LABORATORIES IN THE BASIC BIOMEDICAL SCIENCES

Characteristics of Type A Laboratories

1. Cognitive: High scientific diversity

2. Social: Well connected to invisible colleges (e.g. networks) in diverse fields

3. Material Resources: Access to new instrumentation and funding for high-risk research

4. Personality of lab head: High cognitive complexity, high confidence and motivation

5. Leadership: Excellent grasp of ways that different scientific fields might be integrated and ability to move research in that direction.



Characteristics of Type B Laboratories

1. Cognitive: Moderately low scientific diversity

2. Social: Well connected to invisible colleges (e.g. networks) in a single discipline

3. Material Resources: Limited funding for high-risk research

4. Personality of lab head: Lack of high cognitive complexity, limited inclination to conduct high-risk research

5. Leadership: Not greatly concerned with integrating different scientific fields



TABLE THREE

JEWISH SCIENTISTS WHO MADE MAJOR DISCOVERIES IN BASIC BIOMEDICAL AND RELATED SCIENCES 1901–2005

Part One: Jewish Scientists Awarded Nobel Prizes in Physiology of Medicine

Paul Ehrlich (1908)

Elie Metchnikoff (1908)

Robert Bárány (1914)

Otto Meyerhof (1922)

Karl Landsteiner (1930)

Otto Warburg (1931)

Otto Loewi (1936)

Joseph Erlanger (1944)

Herbert Gasser (1944)

Sir Ernst Chain (1945)

Hermann Muller (1946)

Gerty Cori (1947)

Tadeus Reichstein (1950)

Selman Waksman (1952)

Sir Hans Krebs (1953)

Fritz Lipmann (1953)

Joshua Lederberg (1958)

Arthur Kornberg (1959)

Konrad Bloch (1964)

Francois Jacob (1965)

André Lwoff (1965)

George Wald (1967)

Marshall Nirenberg (1968)

Salvador Luria (1969)

Julius Axelrod (1970)

Sir Bernard Katz (1970)

Gerald Edelman (1972)

David Baltimore (1975)

Howard Temin (1975)

Baruch Blumberg (1976)

Andrew Schally (1977)

Rosalyn Yalow (1977)

Daniel Nathans (1978)

Baruj Benacerraf (1980)

Sir John Vane (1982)

César Milstein (1984)

Michael Brown (1985)

Joseph Goldstein (1985)

Stanley Cohen (1986)

Rita Levi-Montalcini (1986)

Gertrude Elion (1988)

Harold Varmus (1989)

Edmond Fischer (1992)

Alfred Gilman (1994)

Martin Rodbell (1994)

Stanley Prusiner (1997)

Robert Furchgott (1998)

Paul Greengard (2000)

Eric Kandel (2000)

Sydney Brenner (2002)

H. Robert Horvitz (2002)

Richard Axel (2004)



Part Two: Jewish Scientist Awarded Nobel Prizes in Areas of Chemistry Relevant to Basic Biomedical Science

Adolph von Baeyer (1905)

Henri Moissan (1906)

Otto Wallach (1910)

Richard Willstätter (1915)

Fritz Haber (1918)

George de Hevesy (1943)

Melvin Calvin (1961)

Max Perutz (1962)

Christian Anfinsen (1972)

William Stein (1972)

Ilya Prigogine (1977)

Herbert Brown (1979)

Paul Berg (1980)

Walter Gilbert (1980)

Roald Hoffmann (1981)

Aaron Klug (1982)

Herbert Hauptman (1985)

Jerome Karle (1985)

John Polanyi (1986)

Sidney Altman (1989)

Rudolph Marcus (1992)

George Olah (1994)

Harold Kroto (1996)

Walter Kohn (1998)

Alan Heeger (2000)

Aaron Ciechanover (2004)

Avram Hershko (2004)

Irwin Rose (2004)




Part Three: Jewish Scientists Awarded the Lasker Award in Basic Biomedical Science

Selman Waksman (1948)

Sir Hans Krebs (1953)

Michael Heidelberger (1953)

George Wald (1953)

Theodore Puck (1958)

Heinz Fraenkel-Conrat (1958)

Jules Freund (1959)

Harry Rubin (1964)

Bernard Brodie (1967)

Marshall Nirenberg (1968)

Seymour Benzer (1971)

Sydney Brenner (1971)

Charles Yanofsky (1971)

Ludwik Gross (1974)

Sol Spiegelman (1974)

Howard Temin (1974)

Andrew Schally (1975)

Rosalyn Yalow (1976)

Sir John Vane (1977)

Hans Kosterlitz (1978)

Solomon Snyder (1978)

Walter Gilbert (1979)

Paul Berg (1980)

Stanley N. Cohen (1980)

Harold Varmus (1982)

Eric Kandel (1983)

César Milstein (1984)

Michael Brown (1985)

Joseph Goldstein (1985)

Rita Levi-Montalcini (1986)

Stanley Cohen (1986)

Philip Leder (1987)

Alfred Gilman (1989)

Stanley Prusiner (1994)

Jack Strominger (1995)

Robert Furchgott (1996)

Mark Ptashne (1997)

Aaron Ciechanover (2000)

Avram Hershko (2000)

Alexander Varshavsky (2000)

James Rothman (2002)

Randy Schekman (2002)



Part Four: Jewish Scientist Awarded the Louisa Gross Horwitz Prize

Marshall Nirenberg (1968)

Salvador Luria (1969)

Harry Eagle (1973)

Theodore Puck (1973)

Boris Ephrussi (1974)

Seymour Benzer (1976)

Charles Yanofsky (1976)

Michael Heidelberger (1977)

Elvin Kabat (1977)

Walter Gilbert (1979)

César Milstein (1980)

Aaron Klug (1981)

Stanley Cohen (1983)

Viktor Hamburger (1983)

Rita Levi-Montalcini (1983)

Michael Brown (1984)

Joseph Goldstein (1984)

Mark Ptashne (1985)

Alfred Gilman (1989)

Stephen Harrison (1990)

Michael Rossmann (1990)

Stanley Prusiner (1997)

Arnold Levine (1998)

Bert Vogelstein (1998)

H. Robert Horvitz (2000)

Avram Hershko (2001)

Alexander Varshavsky (2001)

James Rothman (2002)

Randy Schekman (2002)

Ada Yonath (2005)



More than 90 percent of the individuals in this table had two Jewish parents. Also listed are a few individuals who had one parent who was Jewish and one who was not. Several (e.g., Karl Landsteiner and Gerty Cori) converted from Judaism to Catholicism. For purposes of this paper, this kind of issue is not highly relevant, for the concern is whether the individual internalized multiple cultures. Anyone who reads the biographies of Landsteiner (Rous, 1945; Speiser and Smekal, 1975) or Cori (McGrayne, 1993) will observe that they clearly internalized multiple cultures—partly because of their Jewish ancestry. For additional information on this subject, see “Jewish Nobel Prize Winners,” http://www.jinfo.org/ Nobel_Prizes.html (accessed 3 May 2006); “Jewish Winners of the Lasker Award in Basic Medical Research,” http://www.jinfo.org/Biology_Lasker_Basic.html (accessed 3 May 2006); “Jewish Winners of the Louisa Gross Horwitz Prize,” http://www.jinfo.org/ Biology_Horwitz.html (accessed 3 May 2006); Hargittai, 2002.

TABLE FOUR**

TWENTIETH CENTURY SCIENTISTS WHO MADE MAJOR DISCOVERIES WHO WERE ALSO QUITE ACTIVE IN MUSIC, ART, WRITING, CRAFTS, AND POLITICS

* Received Nobel, Lasker, Horwitz, Crafoord Prize and/or Copley Medal.



# Scientists whose discoveries resulted in 10 nominations in three different years prior to 1940 for a Nobel Prize in Physiology or Medicine or in Chemistry if the research had high relevance to biomedical science.

Musicians:

Luis Alvarez* Physicist

Clay Armstrong* Biologist

Oswald T. Avery* Microbiologist

Georg von Békésy* Physiologist

Walter B. Cannon# Physiologist

Ernst Chain* Chemist

Louis De Broglie* Physicist

Gerald Edelman* Biologist

Manfred Eigen* Chemist

Albert Einstein* Physicist

Richard Feynman* Physicist

Otto Frisch Physicist

Michael Heidelberger# Chemist

Werner Heisenberg* Physicist

Gerhard Herzberg* Chemist

William Lipscomb* Chemist

Jacques Loeb# Biologist

Ernst Mach Physicist

Barbara McClintock* Geneticist

Lise Meitner Physicist

Albert A. Michelson* Physicist

Jacques Monod* Biologist

Rolf Nevanlinna Mathematician

Wilhelm Ostwald* Physical Chemist

Max Planck* Physicist

Mark Ptashne* Biologist

Ronald Ross* Biologist

Solomon Snyder* Biologist

Arnold Sommerfeld Physicist

Charles Stevens Biologist

Joseph J. Sylvester Mathematician

Axel Hugo Theorell* Physiologist

Georges Urbain Physicist

Paul Urban Physicist

J.H. Van’t Hoff* Physical Chemist

Emil Warburg* Biologist/Chemist

Victor Weisskopf Physicist

Edmund B. Wilson Biologist



Composers of Music:

Albert A. Michelson* Physicist

Ronald Ross* Biologist

Walter Thirring Physicist

Georges Urbain Chemist



Poets:

Marie Curie* Physical Chemist

Fritz Haber* Chemist

Otto Hahn* Physical Chemist

A.V. Hill* Biologist

Roald Hoffmann* Chemist

Otto Meyerhof* Biologist

S.H. Mueller Mathematician

H.J. Muller* Geneticist

Walther Nernst* Physical Chemist

William Ramsay* Physical Chemist

Charles Richet* Physiologist

Ronald Ross* Biologist

Erwin Schrödinger* Physicist

Charles Sherrington* Physiologist

J. H. Van’t Hoff* Physical Chemist

Selman A. Waksman* Bacteriologist

Richard Willstätter* Chemist


Dramatists:

Fritz Haber* Chemist Charles Richet* Physiologist

Novelists:

Carl Djerassi Chemist

Fred Hoyle Astrophysicist

Charles Richet* Physiologist

Norbert Wiener Cyberneticist



Painters and Sketchers:

Edgar Adrian* Physiologist

Frederick Banting* Physiologist

Joseph Barcroft# Physiologist

Theodor Boveri* Biologist

William Bragg* Physicist

Lawrence Bragg* Physicist

Ernst Brücke Physiologist

Harvey Cushing# Surgeon

H. von Euler-Chelpin* Biochemist

Richard Feynman* Physicist

Alexander Fleming* Bacteriologist

Howard Florey* Chemist

Roger Guillemin* Physiologist

Cyril Hinshelwood* Physical Chemist

Dorothy Hodgkin* Chemist

Joseph Lister# Physician

Otto Loewi* Physiologist

Konrad Lorenz* Ethologist

Wilhelm Ostwald* Physical Chemist

Louis Pasteur Biologist

S. Ramon y Cajal* Neuroanatomist

E.A. Scharpey-Schaefer* Physiologist

Nico Tinbergen* Biologist

E. O. Wilson* Biologist



Sculptors:

Robert Holley* Biochemist

Salvadore Luria* Biologist

Roger Sperry* Biologist

Georges Urbain Physicist



Drafters:

Luis Alvarez* Physicist

George Beadle* Biologist

Linus Pauling* Physical Chemist

William Ramsay* Physical Chemist



Involved in Architecture:

Gunter Blöbel* Biologist

Otto Hahn* Chemist

Peter Mitchell* Biologist

Robert G. Roeder Biologist



Photographers:

Patrick Blackett* Physicist

Gertrude Elion* Biochemist

Howard Florey* Chemist

Tim Hunt* Biochemist

Robert Koch* Bacteriologist

Gabriel Lippman* Physicist

Wilhelm Ostwald* Physical Chemist

S. Ramon y Cajal* Neuroanatomist

Wilhelm Roentgen* Physicist

Ernest Rutherford* Physicist

E.A. Sharpey-Schaefer* Physician

Nico Tinbergen* Biologist

Charles T.R. Wilson* Physicist


Woodworkers or Metalworkers:

Luis Alvarez* Physicist

Joseph Barcroft* Physiologist

Georg von Békésy* Physiologist

William Bayliss* Physiologist

Walter Cannon# Physiologist

Gerald Edelman* Biologist

J. Willard Gibbs Physicist

Walter Rudolf Hess* Biologist

Andrew Huxley* Biologist

Barbara McClintock* Geneticist

Wilhelm Ostwald* Physical Chemist

Louis Pasteur Physician/Immunologist

William Ramsay* Physical Chemist

Theodor Svedberg* Physical Chemist






Scientists Who Wrote Philosophy, History, Anthropology, and/or Popular Science:

Paul Berg* Biologist

Baruch Blumberg* Biologist

Niels Bohr* Physicist

Pierre Broca Biologist

Alexis Carrel* Biologist

Erwin Chargaff Biochemist

Andre Cournand* Biologist

Frances Crick* Biologist/Physicist

Richard Dawkins Biologist/Ethologist

John Eccles* Biologist

Gerald Edelman* Biologist

Manfred Eigen* Chemist

Albert Einstein* Physicist

Richard Feyman* Physicist

Sigmund Freud# Physician/Psychiatrist

Simon Flexner# Biologist

Murray Gell-Mann* Physicist

Stephen J. Gould Biologist

Stephen Hawking Physicist

Werner Heisenberg* Physicist

Fred Hoyle Astrophysicist

Francois Jacob* Biologist

Eric Kandel* Biologist

Hans Krebs* Biochemist

M.T.F. von Laue* Physicist

Joshua Lederberg* Biologist

Richard Lewontin Biologist

Ernst Mach Physicist

Ernst Mayr* Biologist

Peter Medawar* Biologist

Otto Meyerhof* Biologist

Robert Millikan* Physicist

Jacques Monod* Biologist

Wilhelm Ostwald* Physical Chemist

Max Perutz* Chemist

Max Planck* Physicist

Henri Poincaré Mathematician

Michael Polanyi Chemist

Ilya Prigogine* Physicist

S. Ramon y Cajal* Biologist

Martin Rees Astrophysicist/Cosmologist

Peyton Rous* Biologist

Oliver Sacks Neurologist

Carl Sagan Astronomer

Erwin Schrödinger* Physicist

Charles Sherrington* Physiologist

Nikolaas Tinbergen* Biologist/Ethologist

J.H. Van’t Hoff* Chemist

James D. Watson* Biologist

Steven Weinberg* Physicist

E. O. Wilson* Biologist


Political Activists:

John Desmond Bernal Physicist

Patrick Blackett* Physicist

Niels Bohr* Physicist

John Cockcroft* Physicist

Dorothy Crowfoot Hodgkin* Chemist

Paul Doty Chemist

Frédéric Joliot-Curie* Chemist

Irene Joliot-Curie* Chemist

Albert Einstein* Physicist

James Franck* Physicist

Archibald Vivian Hill* Biologist

Robert Koch* Biologist

Joshua Lederberg* Biologist

Hendrik Antoon Lorentz* Physicist

Salvador Luria* Biologist

Matthew Meselson Biologist

Jacques Monod* Biologist

Nevill Mott* Physicist

Robert Oppenheimer Physicist

John Polanyi* Chemist

Linus Pauling* Physical Chemist

Ronald Ross* Biologist/Physician

Abdus Salam* Physicist

Richard Synge* Chemist

Leo Szilard Physicist

Edward Teller Physicist

James D. Watson* Biologist

Victor Weisskopf Physicist



** In the preparation of the material for Table Four, I am not only indebted to all of the individuals whom I interviewed for this paper (see references above) but especially to the scholarship of Robert Scott Root-Bernstein and to the following published references:

Brandmüller, Josef and Claus, Reinhard (1982) “Symmetry: Its Significance in Science and Art.”, Interdisciplinary Science Reviews, 7: 296–308.

Curtin, Deane W. (1982) The Aesthetic Dimension of Science: 1980 Nobel Conference. New York: Philosophical Library.

Eiduson, Bernice T. (1962) Scientists: Their Psychological World. New York: Basic Books.

Furguson, Eugene (1977) “The Mind’s Eye: Nonverbal Thought in Technology,” Science 197: 827–36.

Hammond, Allen L. (ed.) (1985) A Passion to Know: Twenty Profiles in Science. New York: Scribner.

Hindle, Brooke (1981) Emulation and Invention. New York: New York University Press.

Kassler, Jamie C. (1982) “Music As A Model in Early Science”, History of Science, 20: 103–39.

Lepage, Geoffrey (1961) Art and the Scientist. Bristol: J. Wright.

Levarie, Siegmund (1980) “Music As A Structural Model”, Journal of Social and Biological Structures, 3: 237–45.

Miller, Arthur I. (1984) Imagery in Scientific Thought: Creating Twentieth Century Physics. Boston: Birkhäuser.

Nachmansohn, David (1979) German Jewish Pioneers in Science, 1900–1933: Highlights in Physics, Chemistry, and Biochemistry. Berlin and New York: Springer-Verlag.

Nickles, Thomas (ed.) (1980) Scientific Discovery: Case Studies. Boston: Kluwer.

Nye, Mary Jo. (2004) Blackett: Physics, War, and Politics in the Twentieth Century. Cambridge,MA: Harvard University Press.

Ostwald, Wilhelm (1912) Les Grands Hommes. Paris: E. Flammarion.

Rauscher, Francis H. and Shaw, Gordon L. (1998) “Key Components of the Mozart Effect,” Perceptual and Motor Skills, 86: 835–41.

Ritterbush, Philip C. (1968) The Art of Organic Forms. Washington: Smithsonian Institution Press.

Roe, Anne (1951) “A Study of Imagery in Research Scientists,” Journal of Personality, 19: 459–70.

Roe, Ann (1953) The Making of a Scientist. New York: Dodd, Mead.

Root-Bernstein, Robert Scott (1989) Discovering. Cambridge, MA: Harvard University Press. (especially pp. 312–342).

Root-Bernstein, Robert Scott and Root-Bernstein, Michèle M. (1999) Sparks of Genius. Boston, MA: Houghton Mifflin.

Tinbergen, Niko (2003) Nico’s Nature: The Life of Nico Tinbergen and His Science of Animal Behaviour. Oxford: Oxford University Press.

Van’t Hoff, Jacobus H. (1967) “Imagination in Science,” Molecular Biology, Biochemistry, and Biophysics, I: 1–18. Tr. Georg F. Springer.

Waddington, Conrad Hal (1969) Behind Appearance: A Study of the Relations Between Painting and the Natural Sciences in This Century. Edinburgh: Edinburgh University Press.

Wechsler, Judith (ed.) (1978) On Aesthetics in Science. Cambridge, MA: MIT Press.

FIGURE ONE

THE RELATIONSHIPS AMONG SCIENTIFIC DIVERSITY, COMMUNICATION/INTEGRATION, AND MAKING MAJOR DISCOVERIES


Communication

and Social

Integration

among

Laboratories

Cognitive Distance

Scientific Diversity

in Laboratories

Number of

Major Breakthroughs

in Biomedical Science

in an Organization

LOW

HIGH

HIGH


FIGURE TWO

VARIATIONS IN THE EXPOSURE TO AND INTEGRATION OF CULTURAL DIVERSITY


HIGH



HIGH

LOW

LOW

A

B

C

D

Exposure to Cultural Diversity

Integration of Cultural Diversity



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